DFX Intelligence

T••••• W•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• W•••••• H••••••••

Advisor at A••••• A•• P••••••• S•••••••

Charlotte, NC | CHARLOTTE, NC

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Aug 16, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	Charlotte, NC\|CHARLOTTE, NC	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 19, 2026	Jun 26, 2026	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	A••••• A•• P••••••• S•••••••	Jun 26, 2026	Jul 20, 2026	24	Firm change	Ibd to ibd
W•••• A•••••••	T••••• A••••••• S•••••••• I•••	Mar 6, 2026	Mar 19, 2026

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2026 to Jun 26, 2026factForm ADV
→ W•••• A•••••••Registered adviserregistration: previous registration
Jul 9, 2025 to Mar 6, 2026factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jun 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 26, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 16, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.