DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas William Hazelhoff

Advice And Planning ServicesBD affiliatedCharlotte, Nc dual registrantIAPD 7527855

Feed of 09/14/2026

Also filed as Tom William Hazelhoff

At current firm

0 y

since Jul 20, 2026

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advice And Planning Services BD affiliated current
since Jul 20, 2026 · Charlotte, Nc
Truist Advisory Services, Inc. BD affiliated
Mar 19, 2026 to Jun 26, 2026 · Charlotte, Nc
Worth Advisors independent RIA
Jul 9, 2025 to Mar 6, 2026 · Charlotte, Nc
LPL Financial LLC BD affiliated
May 15, 2025 to Jun 11, 2025 · Kalamazoo, Mi
Cuso Financial Services, L.P. former
Feb 7, 2025 to May 15, 2025 · Kalamazoo, Mi
M Holdings Securities, Inc. BD affiliated
Aug 16, 2024 to Aug 26, 2024 · Mattawan, Mi

Moves

a registration end followed by a registration begin elsewhere

Truist Advisory Services, Inc. to Advice And Planning Services
left Jun 26, 2026, registered Jul 20, 2026 (24 days) · Affiliated broker-dealer or bank to another
Worth Advisors to Truist Advisory Services, Inc.
left Mar 6, 2026, registered Mar 19, 2026 (13 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Worth Advisors
left Jun 11, 2025, registered Jul 9, 2025 (28 days) · Affiliated broker-dealer or bank to independent RIA
Cuso Financial Services, L.P. to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
M Holdings Securities, Inc. to Cuso Financial Services, L.P.
left Aug 26, 2024, registered Feb 7, 2025 (165 days) · Affiliated broker-dealer or bank to another

Signals

Thomas William Hazelhoff left Truist Advisory Services, Inc. for Advice And Planning Services (registered 2026-07-20)
Jun 26, 2026 · Advisor changed firm · fact
Thomas William Hazelhoff left Worth Advisors for Truist Advisory Services, Inc. (registered 2026-03-19)
Mar 6, 2026 · Advisor changed firm · fact
Thomas William Hazelhoff left Lpl Financial Llc for Worth Advisors (registered 2025-07-09)
Jun 11, 2025 · Advisor changed firm · fact
Thomas William Hazelhoff left M Holdings Securities, Inc. for Cuso Financial Services, L.P. (registered 2025-02-07)
Aug 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address