DFX Intelligence

J•••••• M•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J•••••• M•••••• S•••••••

Advisor at L•••• F••• A••••••• S•••••••

DALLAS, TX | MINNETONKA, MN

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Search this name across graphsid dfx:ria:453072e6-0442-000e-540f-42fa20c9c35c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Jan 29, 2014	n/a	yes	MINNETONKA, MN\|DALLAS, TX	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Feb 3, 2006	Jan 27, 2014	no	EDEN PRAIRIE, MN\|EDEN PRAIRIE, MN\|Bloomington, MN\|EDINA, MN\|CHASKA, MN\|GOLDEN VALLEY, MN\|CHASKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	L•••• F••• A••••••• S•••••••	Jan 27, 2014	Jan 29, 2014	2	Firm change	Other

Relationships

Registered with (2)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Jan 29, 2014 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 3, 2006 to Jan 27, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:453072e6-0442-000e-540f-42fa20c9c35c
First observed: Feb 3, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.