DFX Intelligence

D••••• T••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D••••• T••• V••••

Advisor at Q••••• W•••• A•••••••• L••

CHICAGO, IL | Eldon, MO

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Search this name across graphsid dfx:ria:453438f4-fb4a-f31f-6c46-d1637954e924

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• W•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• W•••• A•••••••• L••	Independent wealth	Jun 17, 2026	n/a	yes	Eldon, MO\|CHICAGO, IL	Current employment
Q••••• W•••• A•••••••• L••	Independent wealth	Jan 9, 2025	Mar 26, 2026	no	Eldon, MO\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Q••••• W•••• A•••••••• L••	Jan 16, 2025	Jan 9, 2025	-7	Firm change	RIA to RIA
I••••••••• A••••• I••••••••• M••••••••• L••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jul 20, 2020

Relationships

Registered with (3)

→ Q••••• W•••• A•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2025 to Mar 26, 2026factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jul 15, 2020 to Jan 16, 2025factForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2017 to Jul 20, 2020factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:453438f4-fb4a-f31f-6c46-d1637954e924
First observed: Mar 24, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.