DFX Intelligence

W•••••• W•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

W•••••• W•••••• W••••

Advisor at S•••••••• E••••• P•••••••• L•••

Cookeville, TN

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Search this name across graphsid dfx:ria:453a5645-c086-809e-7266-865f6d9e5bf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• E••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• E••••• P•••••••• L•••	Independent wealth	Mar 17, 2026	n/a	yes	Cookeville, TN	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	Nov 5, 2024	no	COOKEVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• • C•••••• W••••• M•••••••••	F•• S••••••••• C•••••••••	Mar 24, 2026	Apr 13, 2009	-6,189	Firm change after gap	Other
O•••• W•••••• I•••	S•••••••• E••••• P•••••••• L•••	Nov 5, 2024	Mar 17, 2026

Relationships

Registered with (5)

→ S•••••••• E••••• P•••••••• L•••Registered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ C•••••• • C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 31, 2009 to Mar 24, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 3, 2023 to Nov 5, 2024factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
W•••••• W•••••• W•••• left C•••••• • C•••••• W••••• M••••••••• for F•• S••••••••• C••••••••• (registered 2009-04-13)
Form ADVobserved 7 days ago
Occurred
Nov 5, 2024
Advisor changed firm
W•••••• W•••••• W•••• left O•••• W•••••• I••• for S•••••••• E••••• P•••••••• L••• (registered 2026-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:453a5645-c086-809e-7266-865f6d9e5bf9
First observed: Jan 14, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.