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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SILVERHAWK ASSET MANAGEMENT, LLC

CRD 167798

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:453e92ce-c10e-74c9-fb6a-a8a7b6cd7383

Data as of Feb 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 12
On other graphs: 0
Observed: May 31, 2013 to Feb 17, 2023
61 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $405MItem 5.F on the latest filing (2023-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $247M
Private client RAUM: $361MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,230
Individual clients: 243
High net worth clients: 190
SEC number: 801-78166
CRD: 167798
Filings on the tape: 61
First filed: May 31, 2013
Latest filed: Feb 17, 2023
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAUX, JOSEPH, JOHN	Owner	D	yes	01/2022	Mar 30, 2022	Feb 17, 2023
LAUX, JOSEPH, JOHN	CEO, PRESIDENT, CCO	Na	yes	01/2022	Mar 30, 2022	Feb 17, 2023
MERSHON, PAUL, JOHNATHAN	FOUNDING PARTNER	Na	yes	02/2017	May 31, 2013	Feb 17, 2023
SILVERHAWK ENTERPRISES, LLC	Member	E	no	02/2017	Mar 8, 2017	Feb 17, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SILVERHAWK INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 6, 2023	$405M	$247M	9	3	1	n/a	n/a
2021	Mar 30, 2022	$393M	$228M	16	9	2	n/a	n/a
2020	Mar 31, 2021	$327M	$146M	13	13	3	n/a	n/a
2019	Feb 8, 2020	$237M	$106M	11	11	3	n/a	n/a
2018	Feb 13, 2019	$234M	$88.3M	14	14	3	n/a	n/a
2017	Mar 19, 2018	$186M	$83.0M	13	7	3	n/a	n/a
2016	Mar 8, 2017	$151M	$83.5M	10	7	n/a	n/a	n/a
2015	Mar 9, 2016	$115M	$99.7M	9	7	n/a	n/a	n/a
2014	Mar 10, 2015	$112M	$96.8M	5	4	n/a	n/a	n/a
2013	Jan 23, 2014	$99.0M	$85.2M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$405M	$393M	3.1%	$237M	19.6%	9	16	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CWM, LLC	5	Mar 19, 2024	May 19, 2023	SCOTTSDALE, AZ	Firm absorbed	RIA to ibd	71.4%

Relationships

Controls (2)

← LAUX, JOSEPH, JOHNOwnerOWNER, ownership code D, individual
Mar 30, 2022 to presentfactForm ADV
← MERSHON, PAUL, JOHNATHANOwnerFOUNDING PARTNER, ownership code NA, individual
May 31, 2013 to presentfactForm ADV

Owns (1)

← SILVERHAWK ENTERPRISES, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 8, 2017 to presentfactForm ADV

Registered with (9)

← SCOTT ASHLEY HADLEYAdvisorregistration: previous registration
Mar 9, 2017 to Mar 19, 2024factForm ADV
← SHANNA MARIE TEMPLETONAdvisorregistration: previous registration
Jan 29, 2014 to Mar 19, 2024factForm ADV
← JOSEPH JOHN LAUXAdvisorregistration: previous registration
Oct 1, 2013 to Mar 19, 2024factForm ADV
← ZACHARY PARKER GREENAdvisorregistration: previous registration
Aug 17, 2020 to Mar 19, 2024factForm ADV
← Rhiana Marlene WhitmireAdvisorregistration: previous registration
Apr 13, 2022 to Mar 19, 2024factForm ADV
← Nicholas Martin FisherAdvisorregistration: previous registration
Dec 12, 2019 to Mar 19, 2024factForm ADV
← PAUL JOHNATHAN MERSHONAdvisorregistration: previous registration
Jul 22, 2013 to Mar 19, 2024factForm ADV
← KAITLYN MARIE LANEYAdvisorregistration: previous registration
Oct 17, 2018 to Jun 30, 2023factForm ADV
← Scott Matthew RoseAdvisorregistration: previous registration
Oct 10, 2017 to May 31, 2019factForm ADV

Moved with (1)

→ CWM, LLCRegistered adviser5 advisors, firm absorbed, same day
Mar 19, 2024 to May 19, 2023factForm ADV

Dated events

Occurred
Mar 19, 2024
Firm absorbed
Silverhawk Asset Management, LLC's advisors moved to Cwm, LLC (Scottsdale, AZ): 5 of 7 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Mar 19, 2024
Advisor changed firm
Joseph John Laux left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-18)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Scott Ashley Hadley left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-05)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Zachary Parker Green left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-18)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Nicholas Martin Fisher left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-18)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Rhiana Marlene Whitmire left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-19)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Paul Johnathan Mershon left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-16)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Shanna Marie Templeton left Silverhawk Asset Management, Llc for Ausdal Financial Partners, Inc. (registered 2014-06-05)
Form ADVobserved 4 days ago
Occurred
Jun 30, 2023
Advisor changed firm
Kaitlyn Marie Laney left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-18)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Silverhawk Asset Management, Llc reported RAUM $393.1M, up 41% from $279.3M (2021-11-02 to 2022-03-30)
Form ADVobserved 4 days ago
$114M
Occurred
Mar 30, 2022
Control person joined
John Joseph Laux (Ceo, President, Cco) appeared on Schedule A of Silverhawk Asset Management, Llc
Form ADVobserved 4 days ago
Occurred
May 31, 2013
First Form ADV filing
Silverhawk Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:453e92ce-c10e-74c9-fb6a-a8a7b6cd7383
First observed: May 31, 2013
Last observed: Feb 17, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SILVERHAWK ASSET MANAGEMENT, LLC

CRD 167798

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:453e92ce-c10e-74c9-fb6a-a8a7b6cd7383

Data as of Feb 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAUX, JOSEPH, JOHN

Owner

yes

01/2022

Mar 30, 2022

Feb 17, 2023

LAUX, JOSEPH, JOHN

CEO, PRESIDENT, CCO

yes

01/2022

Mar 30, 2022

Feb 17, 2023

MERSHON, PAUL, JOHNATHAN

FOUNDING PARTNER

yes

02/2017

May 31, 2013

Feb 17, 2023

SILVERHAWK ENTERPRISES, LLC

Member

02/2017

Mar 8, 2017

Feb 17, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SILVERHAWK INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEWPORT BEACH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Feb 6, 2023

$405M

$247M

n/a

2021

Mar 30, 2022

$393M

$228M

n/a

2020

Mar 31, 2021

$327M

$146M

n/a

2019

Feb 8, 2020

$237M

$106M

n/a

2018

Feb 13, 2019

$234M

$88.3M

n/a

2017

Mar 19, 2018

$186M

$83.0M

n/a

2016

Mar 8, 2017

$151M

$83.5M

n/a

2015

Mar 9, 2016

$115M

$99.7M

n/a

2014

Mar 10, 2015

$112M

$96.8M

n/a

2013

Jan 23, 2014

$99.0M

$85.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$405M

$393M

3.1%

$237M

19.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CWM, LLC

Mar 19, 2024

May 19, 2023

SCOTTSDALE, AZ

Firm absorbed

RIA to ibd

71.4%