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RIA / WealthAdvisor28 years in industry

SCOTT ASHLEY HADLEY

Advisor at CWM, LLC

OMAHA, NE | Scottsdale, AZ | Crossville, TN

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Search this name across graphsid dfx:ria:79fdf545-4cb8-0523-1085-d1244e4b92f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 23, 1997
First registration: Jun 18, 2002
Dual registered: no
IAPD individual key: 2928231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	May 5, 2023	n/a	yes	Crossville, TN\|OMAHA, NE\|Scottsdale, AZ	Current employment
SILVERHAWK ASSET MANAGEMENT, LLC	Former SEC adviser	Mar 9, 2017	Mar 19, 2024	no	Irvine, CA\|SCOTTSDALE, AZ\|Portola Hills, CA\|SCOTTSDALE, AZ\|Fairfield Glade, TN	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Apr 27, 2011	Feb 22, 2017	no	IRVINE, CA\|PORTOLA HILLS, CA\|TUSTIN, CA	Previous registration
WFP SECURITIES	n/a	Jul 9, 2009	May 3, 2011	no	IRVINE, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Nov 8, 2007	Feb 10, 2009	no	CORONA, CA\|CORONA, CA	Previous registration
H. BECK, INC.	Former SEC adviser	Feb 3, 2005	Oct 31, 2007	no	RIVERSIDE, CA\|PORTOLA HILLS, CA\|PORTOLA HILLS, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 18, 2002	Dec 14, 2004	no	RIVERSIDE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILVERHAWK ASSET MANAGEMENT, LLC	CWM, LLC	Mar 19, 2024	May 5, 2023	-319	Firm change after gap	RIA to ibd
INDEPENDENT FINANCIAL GROUP, LLC	SILVERHAWK ASSET MANAGEMENT, LLC	Feb 22, 2017	Mar 9, 2017	15	Firm change	Other
WFP SECURITIES	INDEPENDENT FINANCIAL GROUP, LLC	May 3, 2011	Apr 27, 2011	-6	Firm change	Other
WAMU INVESTMENTS, INC.	WFP SECURITIES	Feb 10, 2009	Jul 9, 2009	149	Firm change	Other
H. BECK, INC.	WAMU INVESTMENTS, INC.	Oct 31, 2007	Nov 8, 2007	8	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	H. BECK, INC.	Dec 14, 2004	Feb 3, 2005	51	Firm change	Other

Relationships

Registered with (7)

→ CWM, LLCRegistered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ SILVERHAWK ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 9, 2017 to Mar 19, 2024factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Apr 27, 2011 to Feb 22, 2017factForm ADV
→ WFP SECURITIESRegistered adviserregistration: previous registration
Jul 9, 2009 to May 3, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 8, 2007 to Feb 10, 2009factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 3, 2005 to Oct 31, 2007factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 18, 2002 to Dec 14, 2004factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
Scott Ashley Hadley left Silverhawk Asset Management, Llc for Cwm, Llc (registered 2023-05-05)
Form ADVobserved 4 days ago