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E••••• J•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

E••••• J•••• M•••

Advisor at C••••• P••••••• L••

WHEATON, IL | NEW YORK, NY

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Search this name across graphsid dfx:ria:4547ffc8-70d4-a148-2276-57e48f5c1444

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Mar 5, 2026	n/a	yes	NEW YORK, NY\|WHEATON, IL	Current employment
C••••• P••••••• L••	Independent wealth	Mar 5, 2026	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••• F•••••••• A•••••••• L••	A•••• C•••• I••••••••• L••	Mar 23, 2026	Jan 6, 2016	-3,729	Firm change after gap	Other
A•••• C•••• I••••••••• L••	C••••• P••••••• L••	Jan 12, 2018

Relationships

Registered with (5)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ E••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2005 to Mar 23, 2026factForm ADV
→ A•••• C•••• I••••••••• L••

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
E••••• J•••• M••• left E••• F•••••••• A•••••••• L•• for A•••• C•••• I••••••••• L•• (registered 2016-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4547ffc8-70d4-a148-2276-57e48f5c1444
First observed: Aug 9, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.