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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Oct 11, 2021 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 9, 2016 | Feb 16, 2017 | no | GREENWOOD VILLAGE, CO | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jan 5, 2015 | Jan 3, 2017 | no | ENGLEWOOD, CO|GREENWOOD VILLAGE, CO | Previous registration |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS | Former SEC adviser | Jan 3, 2013 | Dec 31, 2014 | no | ENGLEWOOD, CO|WESTERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | EMPOWER ADVISORY GROUP, LLC | Feb 16, 2017 | Oct 11, 2021 | 1,698 | Firm change after gap | Other |
| EMPOWER ADVISORY GROUP, LLC | CETERA ADVISORS LLC | Jan 3, 2017 | Nov 9, 2016 | -55 | Firm change after gap | Other |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS | EMPOWER ADVISORY GROUP, LLC | Dec 31, 2014 | Jan 5, 2015 | 5 | Firm change | Other |