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K••••• A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

K••••• A•••••• L••

CRD 337920

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:4568b598-fef8-efbc-1da4-1ea1d58f676c

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2025 to Jul 20, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $377••• Locked
Discretionary RAUM: $0
Private client RAUM: $377derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $377derived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• E••••• C••••••	n/a	FORT LAUDERDALE, FL \| Bonney Lake, WA	0	10	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• J•••••• A•••••	Cco	Na	yes	07/2026	Jul 20, 2026	Jul 20, 2026
C••••••• T•••••• E•••••	HEAD OF RIA OPERATIONS	Na	no	06/2025	Jul 20, 2026	Jul 20, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$377	$0	5	5	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$377	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Owns (1)

← C••••••• T•••••• E•••••OwnerHEAD OF RIA OPERATIONS, ownership code NA, individual
Jul 20, 2026 to presentfactForm ADV

Controls (1)

← D•••••••• J•••••• A•••••OwnerCCO, ownership code NA, individual
Jul 20, 2026 to presentfactForm ADV

Registered with (1)

← T••••• E••••• C••••••Advisorregistration: current employment
Oct 30, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4568b598-fef8-efbc-1da4-1ea1d58f676c
First observed: Oct 14, 2025
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.