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RIA Intelligence

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SEC-registered adviser

K••••• A•••••• L••

Independent wealth managerFort Lauderdale, FloridaCRD 337920SEC 801-134398websiteIAPD
Latest filing Jul 20, 2026
First filing on the tape Oct 14, 2025 · 6 filings
SEC status approved since Sep 22, 2025
RAUM
$377
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$377 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$377
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$377 as of Jul 20, 2026
Oct 14, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Oct 14, 20250 then
Employees (5.A)5 as of Jul 20, 2026
Oct 14, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$377derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$42derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$377100%
Individual clients
9reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••••• E••••• C••••••Fort Lauderdale, Fl Oct 30, 202510 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• J•••••• A••••• · Ccocontrol
        since 07/2026 · owns less than 5%
      • C••••••• T•••••• E••••• · Head Of Ria Operations
        since 06/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 9
        Jan 28, 2026 to Mar 27, 2026
      • Individual clients · 5 to 9
        Jan 28, 2026 to Mar 27, 2026
      • Individual RAUM · $400 to $377
        Jan 28, 2026 to Mar 27, 2026
      • Non-discretionary RAUM · $400 to $377
        Jan 28, 2026 to Mar 27, 2026
      • RAUM · $400 to $377
        Jan 28, 2026 to Mar 27, 2026
      • Accounts · 0 to 5
        Oct 14, 2025 to Jan 28, 2026
      • Individual clients · unset to 5.0
        Oct 14, 2025 to Jan 28, 2026
      • Individual RAUM · unset to 400.0
        Oct 14, 2025 to Jan 28, 2026
      • Non-discretionary RAUM · $0 to $400
        Oct 14, 2025 to Jan 28, 2026
      • RAUM · $0 to $400
        Oct 14, 2025 to Jan 28, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      k•••••.comreportedpublic record, Form ADV, Jul 20, 2026
      Principal office phone
      888-837-8818reportedpublic record, Form ADV, Jul 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $377derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026