DFX Intelligence

V•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

V•••••• S•••••••••

Advisor at P••••••• W•••••• L••

SEATTLE, WA | Thousand Oaks, CA

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Search this name across graphsid dfx:ria:45762eb3-4029-bad2-09e3-d7ef68cacc60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W•••••• L••	Independent wealth	Dec 5, 2025	n/a	yes	SEATTLE, WA\|Thousand Oaks, CA	Current employment
C••••••••	n/a	Jul 6, 2020	Jan 22, 2026	no	Arlington, VA\|Gilroy, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••	P••••••• W•••••• L••	Jan 22, 2026	Dec 5, 2025	-48	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• W•••••• L••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ C••••••••Registered adviserregistration: previous registration
Jul 6, 2020 to Jan 22, 2026factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45762eb3-4029-bad2-09e3-d7ef68cacc60
First observed: Jul 6, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.