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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PROSPERO WEALTH, LLC

CRD 289966

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d88cae5-aa95-e0ea-374e-716ba5c4c74c

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2025 to Jul 22, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.18 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $111MItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $111M
Private client RAUM: $90.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $15.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 304
Individual clients: 38
High net worth clients: 42
SEC number: 801-134848
CRD: 289966
Filings on the tape: 3
First filed: Dec 10, 2025
Latest filed: Jul 22, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARCUS JAMES MAURER	n/a	SEATTLE, WA	8	20	1	no
Eric Michael Franklin	Certified Financial Planner	SEATTLE, WA	8	13	n/a	no
Suhas M Joshi	n/a	SEATTLE, WA \| Seattle, WA	3	14	n/a	no
Philippe Noel de la Motte	n/a	SEATTLE, WA \| Wilsonville, OR	2	10	n/a	no
JACOB H TALLY	n/a	SEATTLE, WA \| Steilacoom, WA	1	21	n/a	no
MICHAEL WILLIAM BERGINES	n/a	San Jose, CA	1	28	1	no
VRISHIN SUBRAMANIAM	Certified Financial Planner	SEATTLE, WA \| Thousand Oaks, CA	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Franklin, Eric, Michael	CCO / MANAGING PRINCIPAL	E	yes	07/2017	Jul 22, 2026	Jul 22, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$111M	$111M	8	7	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$111M	n/a	n/a	n/a	n/a	8	n/a	0	n/a

Relationships

Controls (1)

← Franklin, Eric, MichaelOwnerCCO / MANAGING PRINCIPAL, ownership code E, individual
Jul 22, 2026 to presentfactForm ADV

Registered with (7)

← VRISHIN SUBRAMANIAMAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← MICHAEL WILLIAM BERGINESAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← JACOB H TALLYAdvisorregistration: current employment
Feb 25, 2025 to presentfactForm ADV
← Philippe Noel de la MotteAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← Suhas M JoshiAdvisorregistration: current employment
Dec 20, 2022 to presentfactForm ADV
← MARCUS JAMES MAURERAdvisorregistration: current employment
Apr 26, 2018 to presentfactForm ADV
← Eric Michael FranklinAdvisorregistration: current employment
Apr 26, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d88cae5-aa95-e0ea-374e-716ba5c4c74c
First observed: Dec 10, 2025
Last observed: Jul 22, 2026 59 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROSPERO WEALTH, LLC

CRD 289966

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d88cae5-aa95-e0ea-374e-716ba5c4c74c

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARCUS JAMES MAURER

n/a

SEATTLE, WA

Eric Michael Franklin

Certified Financial Planner

SEATTLE, WA

n/a

Suhas M Joshi

n/a

SEATTLE, WA | Seattle, WA

n/a

Philippe Noel de la Motte

n/a

SEATTLE, WA | Wilsonville, OR

n/a

JACOB H TALLY

n/a

SEATTLE, WA | Steilacoom, WA

n/a

MICHAEL WILLIAM BERGINES

n/a

San Jose, CA

VRISHIN SUBRAMANIAM

Certified Financial Planner

SEATTLE, WA | Thousand Oaks, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Franklin, Eric, Michael

CCO / MANAGING PRINCIPAL

yes

07/2017

Jul 22, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$111M

n/a