DFX Intelligence

C••• E••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C••• E••••• C••••

Advisor at C•• A•••••••• L••

MANHATTAN, KS

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Search this name across graphsid dfx:ria:45781190-4533-fab0-17a5-ab4670a94ca1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••••••• L••	Independent wealth	Dec 2, 2019	n/a	yes	MANHATTAN, KS	Current employment
C•• A•••••••• L••	n/a	Mar 22, 2016	Jan 31, 2020	no	MANHATTAN, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	C•• A•••••••• L••	Jan 31, 2020	Dec 2, 2019	-60	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
282552:159359:KS:2020-01-31	Jan 31, 2020	Dec 2, 2019	MANHATTAN, KS	Firm change after gap

Relationships

Registered with (2)

→ C•• A•••••••• L••Registered adviserregistration: current employment
Dec 2, 2019 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2016 to Jan 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45781190-4533-fab0-17a5-ab4670a94ca1
First observed: Mar 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.