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Advisor at MWA ASSET MANAGEMENT
Danvers, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MWA ASSET MANAGEMENT | Independent wealth | Sep 3, 2013 | n/a | yes | Danvers, MA | Current employment |
| ALC ADVISORY | Former SEC adviser | Aug 15, 2019 | Dec 5, 2019 | no | LEXINGTON, MA | Previous registration |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Sep 27, 2010 | Aug 15, 2013 | no | BOSTON, MA|BOSTON, MA|WELLESLEY, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Sep 27, 2010 | no | WELLESLEY HILLS, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 28, 2008 | Jan 2, 2009 | no | WELLESLEY, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 2, 2007 | Feb 20, 2008 | no | WELLESLEY, MA|WELLESLEY, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALC ADVISORY | n/a | Dec 5, 2019 | n/a | n/a | Departure no registered destination | Departure |
| CAPITOL SECURITIES MANAGEMENT, INC. | MWA ASSET MANAGEMENT | Aug 15, 2013 | Sep 3, 2013 | 19 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CAPITOL SECURITIES MANAGEMENT, INC. | Sep 27, 2010 | Sep 27, 2010 | 0 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Feb 20, 2008 | Feb 28, 2008 | 8 | Firm change | Other |