K•••• O••••••

Advisor at L•• F•••••••• L••

SURPRISE, AZ | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45880642-2692-3837-9057-89262fc4f33d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 12, 2022	n/a	yes	SURPRISE, AZ\|OVERLAND PARK, KS	Current employment
E••••• J••••	National bd RIA	Aug 31, 2016	Dec 12, 2022	no	Overland Park, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|CHESTERFIELD, MO\|Chesterfield, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Dec 12, 2022	Dec 12, 2022	0	Firm change	Ibd to RIA
N••• R• W•••••• I•••	E••••• J••••	Jul 20, 2016	Aug 31, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:6413:MO:2022-12-12	Dec 12, 2022	Dec 12, 2022	CHESTERFIELD, MO	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 31, 2016 to Dec 12, 2022factForm ADV
→ N••• R• W•••••• I•••Registered adviserregistration: previous registration
Aug 1, 2014 to Jul 20, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45880642-2692-3837-9057-89262fc4f33d
First observed: May 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.