DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 169574
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY RAY RODGERS | Certified Financial Planner | OVERLAND PARK, KS | 12 | 45 | 2 | no |
| ERIC TIMOTHY RODGERS | n/a | OVERLAND PARK, KS | 9 | 11 | n/a | no |
| BRENDA FORD RICHMAN | Certified Financial Planner | OVERLAND PARK, KS | 9 | 18 | 3 | no |
| MATTHEW DAVID RODGERS | Chartered Financial Analyst | OVERLAND PARK, KS | 8 | 13 | 1 | no |
| Claudia Leeanne Gray | Certified Financial Planner | OVERLAND PARK, KS | 0 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RODGERS, ERIC, TIMOTHY | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2017 | Mar 17, 2017 | Aug 7, 2024 |
| RODGERS, TIMOTHY, RAY | MANAGING MEMBER | E | yes | 08/2014 | Aug 1, 2014 | Aug 7, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $453M | $447M | 8 | 4 | 0 | n/a | n/a |
| 2024 | Mar 7, 2025 | $412M | $402M | 7 | 5 | 0 | n/a | n/a |
| 2023 | Mar 7, 2024 | $392M | $383M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Mar 7, 2023 | $337M | $326M | 6 | 5 | 0 | n/a | n/a |
| 2021 | Mar 10, 2022 | $420M | $406M | 6 | 5 | 0 | n/a | n/a |
| 2020 | Feb 26, 2021 | $347M | $346M | 6 | 5 | 0 | n/a | n/a |
| 2019 | Feb 20, 2020 | $331M | $321M | 7 | 6 | 0 | n/a | n/a |
| 2018 | Mar 14, 2019 | $282M | $273M | 7 | 6 | 0 | n/a | n/a |
| 2017 | Mar 7, 2018 | $311M | $311M | 6 | 6 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $285M | $285M | 5 | 5 | n/a | n/a | n/a |
| 2015 | Mar 8, 2016 | $260M | $260M | 6 | 2 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $271M | $271M | 6 | 2 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | n/a | n/a | 1 | 0 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $453M | $412M | 9.9% | $337M | 10.3% | 8 | 7 | 0 | 0 |