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RIA / WealthAdvisor10 years in industry

RODNEY CHARLES PETERS

Advisor at PETERS WEALTH GROUP

WESTERVILLE, OH

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Search this name across graphsid dfx:ria:458c8025-f992-bcce-fb7e-e811b8a12643

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PETERS WEALTH GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 25, 2017
First registration: Sep 22, 2016
Dual registered: no
IAPD individual key: 6620746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PETERS WEALTH GROUP	State registered	Nov 12, 2021	n/a	yes	WESTERVILLE, OH	Current employment
AEGIS WEALTH MANAGEMENT, INC.	Independent wealth	Sep 2, 2021	Jan 12, 2022	no	Westerville, OH\|GUTHRIE CENTER, IA	Previous registration
ESTATE PLANNING PROFESSIONALS	Former SEC adviser	Mar 26, 2019	Aug 27, 2021	no	WESTERVILLE, OH	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 22, 2016	Mar 22, 2019	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS WEALTH MANAGEMENT, INC.	PETERS WEALTH GROUP	Jan 12, 2022	Nov 12, 2021	-61	Firm change after gap	RIA to state RIA
ESTATE PLANNING PROFESSIONALS	AEGIS WEALTH MANAGEMENT, INC.	Aug 27, 2021	Sep 2, 2021	6	Firm change	Other
PARK AVENUE SECURITIES LLC	ESTATE PLANNING PROFESSIONALS	Mar 22, 2019	Mar 26, 2019	4	Firm change	Other

Relationships

Registered with (4)

→ PETERS WEALTH GROUPRegistered adviserregistration: current employment
Nov 12, 2021 to presentfactForm ADV
→ AEGIS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 2, 2021 to Jan 12, 2022factForm ADV
→ ESTATE PLANNING PROFESSIONALSRegistered adviserregistration: previous registration
Mar 26, 2019 to Aug 27, 2021factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 22, 2016 to Mar 22, 2019factForm ADV

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
Rodney Charles Peters left Aegis Wealth Management, Inc. for Peters Wealth Group (registered 2021-11-12)
Form ADVobserved 5 days ago