DFX Intelligence

E••• J••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

E••• J••• J••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

CANTON, OH

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Search this name across graphsid dfx:ria:45a63497-b64b-7abf-a698-3388242050f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Mar 10, 2009	n/a	yes	CANTON, OH	Current employment
B•••••• W••• • C••• I•••	n/a	Jul 10, 2007	Mar 10, 2009	no	YOUNGSTOWN, OH\|ALLIANCE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• W••• • C••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Mar 10, 2009	Mar 10, 2009	0	Firm change	Other
J••• M••••• S••••••••• I•••	B•••••• W••• • C••• I•••	Jul 5, 2007	Jul 10, 2007

Relationships

Registered with (4)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Mar 10, 2009 to presentfactForm ADV
→ B•••••• W••• • C••• I•••Registered adviserregistration: previous registration
Jul 10, 2007 to Mar 10, 2009factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2006 to Jul 5, 2007factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45a63497-b64b-7abf-a698-3388242050f8
First observed: Mar 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.