E••• J••• J••••••

• S•••••• N••••••• • C••••••• I••••••••• national BD current
  since Mar 10, 2009 · Canton, Oh
• B•••••• W••• • C••• I••• unclassified
  Jul 10, 2007 to Mar 10, 2009 · Youngstown, Oh
• J••• M••••• S••••••••• I••• unclassified
  Sep 27, 2006 to Jul 5, 2007 · Akron, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  Mar 21, 2003 to Sep 27, 2006 · Akron, Oh

• B•••••• W••• • C••• I••• to S•••••• N••••••• • C••••••• I•••••••••
  left Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
• J••• M••••• S••••••••• I••• to B•••••• W••• • C••• I•••
  left Jul 5, 2007, registered Jul 10, 2007 (5 days) · Other
• B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••
  left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address