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V•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

V•••••••• M••••••

Advisor at M••••• S••••••

Beverly Hills, CA

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Search this name across graphsid dfx:ria:45a64529-b5b8-c9dd-118b-0656cae637f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 9, 2021	n/a	yes	Beverly Hills, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 23, 2012	Jul 15, 2021	no	PACIFIC PALISADES, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|PACIFIC PALISADES, CA\|ENCINO, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jul 15, 2021	Jul 9, 2021	-6	Firm change	Wirehouse to wirehouse
S••••••••• F•••••••• S•••••••• I•••	W•••• F•••• A•••••••	Nov 13, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:CA:2021-07-08	Jul 15, 2021	Jul 9, 2021	ENCINO, CA	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 9, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 23, 2012 to Jul 15, 2021factForm ADV
→ S••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2008 to Nov 13, 2012factForm ADV
→ T• A••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45a64529-b5b8-c9dd-118b-0656cae637f5
First observed: Apr 27, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.