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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GROW PARTNERS LLC

CRD 160973

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45ac781e-06d0-5b2c-5dbf-1420bf96a354

Data as of Jun 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2014 to Jun 18, 2014
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $168MItem 5.F on the latest filing (2014-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $168M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $168Mgross asset value as reported per fund; never fund size
Custody, client assets: $168M
SEC number: 801-79554
CRD: 160973
Filings on the tape: 2
First filed: Mar 31, 2014
Latest filed: Jun 18, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARLTON, JERRY, WELDON	Trustee	F	yes	07/2007	Mar 31, 2014	Jun 18, 2014
CR FINANCIAL HOLDINGS, INC.	Member	E	yes	03/2012	Mar 31, 2014	Jun 18, 2014
GLEESON, ARTHUR, GREG	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	01/2013	Mar 31, 2014	Jun 18, 2014
GROVERTON INVESTORS, LLC	Member	C	yes	01/2012	Mar 31, 2014	Jun 18, 2014
KAPPA TRUST	Member	C	yes	01/2012	Mar 31, 2014	Jun 18, 2014
ROBERT DAY PRS INVESTMENT TRUST	Member	C	yes	01/2014	Jun 18, 2014	Jun 18, 2014
ROTH, BYRON, CLARENCE	Shareholder	E	yes	01/2001	Mar 31, 2014	Jun 18, 2014
WACO, LLC	Member	B	yes	12/2013	Mar 31, 2014	Jun 18, 2014
WIESE, CARL, MATTHEW	Manager	C	yes	01/2012	Mar 31, 2014	Jun 18, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OAKMONT CORPORATION	n/a	Independent wealth	$2.2B	N	yes	n/a
CORTINA ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$1.7B	N	yes	n/a
EAM INVESTORS, LLC	n/a	Institutional manager	$1.5B	N	yes	n/a
THE CYPRESS FUNDS LLC	n/a	Asset manager	$723M	N	yes	n/a
ROTH CAPITAL PARTNERS, LLC	n/a	State registered	n/a	N	yes	n/a

Relationships

Affiliated with (5)

→ THE CYPRESS FUNDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ OAKMONT CORPORATIONRegistered adviserother investment adviser, common control
factForm ADV
→ CORTINA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE INFORMED MOMENTUM COMPANY LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ROTH CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (9)

← ROTH, BYRON, CLARENCEOwnerSHAREHOLDER, ownership code E, individual
Mar 31, 2014 to presentfactForm ADV
← WIESE, CARL, MATTHEWOwnerMANAGER, ownership code C, individual
Mar 31, 2014 to presentfactForm ADV
← GLEESON, ARTHUR, GREGOwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← CARLTON, JERRY, WELDONOwnerTRUSTEE, ownership code F, individual
Mar 31, 2014 to presentfactForm ADV
← CR FINANCIAL HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV
← GROVERTON INVESTORS, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2014 to presentfactForm ADV
← KAPPA TRUSTOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2014 to presentfactForm ADV
← ROBERT DAY PRS INVESTMENT TRUSTOwnerMEMBER, ownership code C, domestic entity
Jun 18, 2014 to presentfactForm ADV
← WACO, LLCOwnerMEMBER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2014
First Form ADV filing
Grow Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45ac781e-06d0-5b2c-5dbf-1420bf96a354
First observed: Mar 31, 2014
Last observed: Jun 18, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GROW PARTNERS LLC

CRD 160973

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45ac781e-06d0-5b2c-5dbf-1420bf96a354

Data as of Jun 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARLTON, JERRY, WELDON

Trustee

yes

07/2007

Mar 31, 2014

Jun 18, 2014

CR FINANCIAL HOLDINGS, INC.

Member

yes

03/2012

Mar 31, 2014

Jun 18, 2014

GLEESON, ARTHUR, GREG

CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER

yes

01/2013

Mar 31, 2014

Jun 18, 2014

GROVERTON INVESTORS, LLC

Member

yes

01/2012

Mar 31, 2014

Jun 18, 2014

KAPPA TRUST

Member

yes

01/2012

Mar 31, 2014

Jun 18, 2014

ROBERT DAY PRS INVESTMENT TRUST

Member

yes

01/2014

Jun 18, 2014

ROTH, BYRON, CLARENCE

Shareholder

yes

01/2001

Mar 31, 2014

Jun 18, 2014

WACO, LLC

Member

yes

12/2013

Mar 31, 2014

Jun 18, 2014

WIESE, CARL, MATTHEW

Manager

yes

01/2012

Mar 31, 2014

Jun 18, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OAKMONT CORPORATION

n/a

Independent wealth

$2.2B

yes

n/a

CORTINA ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$1.7B

yes

n/a

EAM INVESTORS, LLC

n/a

Institutional manager

$1.5B

yes

n/a

THE CYPRESS FUNDS LLC

n/a

Asset manager

$723M

yes

n/a

ROTH CAPITAL PARTNERS, LLC

n/a

State registered

n/a

yes

n/a