DFX Intelligence

C•••• J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

C•••• J•••• S••••••

Advisor at J• W• C••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:45af9614-70de-878e-bc85-e1a858d06d8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 29, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jul 18, 2025	n/a	yes	Newberry, FL\|TAMPA, FL\|Fort Washinton, PA	Current employment
K••••••••• C••••••••• L•••	Independent wealth	Oct 30, 2024	Jul 9, 2025	no	GAINESVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• C••••••••• L•••	J• W• C••• A•••••••• I•••	Jul 9, 2025	Jul 18, 2025	9	Firm change	RIA to ibd
N••••••••• M••••• I••••••••• S•••••••••	K••••••••• C••••••••• L•••	Aug 30, 2024	Oct 30, 2024

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ K••••••••• C••••••••• L•••Registered adviserregistration: previous registration
Oct 30, 2024 to Jul 9, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 29, 2024 to Aug 30, 2024factForm ADV

Dated events

Occurred
Jul 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45af9614-70de-878e-bc85-e1a858d06d8f
First observed: Feb 29, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.