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K••••••••• C••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

K••••••••• C••••••••• L•••

CRD 111855

GAINESVILLE, FL

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Search this name across graphsid dfx:ria:f020f61f-23b3-0dc6-356b-b7e3032fdc0e

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Apr 10, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-04-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• J•••• R••••	Certified Financial Planner\|Chartered Financial Consultant	GAINESVILLE, FL	28	29	n/a	no
K••• E••••• K••••	Certified Financial Planner\|Chartered Financial Consultant	GAINESVILLE, FL	26

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• K•••• E•••••	MANAGING MEMBER	C	yes	09/2009	Apr 10, 2026	Apr 10, 2026
R••••• W••••••• J••••	MANAGING MEMBER	C	yes	09/2009	Apr 10, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenville	Sc	United States	7	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	11.1%	0	1	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.1B	7.0%	$1.5B	13.7%	30	34	1	1

Relationships

Registered with (25)

← P••••• N••• S••••••Advisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← R••• K••• W•••••Advisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← J•••••• L•••• S••••Advisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← C••• R••••• D••••

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
D•••• Antonio Mejia left K••••••••• C••••••••• L••• for Raymond J•••• Financial Services Advisors, Inc (registered 2026-08-12)
Form ADVobserved 7 days ago
Occurred
Apr 8, 2026
Advisor changed firm
Brittney Drew Olinger Franklin left K••••••••• C••••••••• L••• for Sequoia Financial Group, L.L.C. (registered 2026-06-09)
Form ADVobserved 7 days ago
Occurred
Jul 9, 2025
Advisor changed firm
Caleb J•••• Sturgis left K••••••••• C••••••••• L••• for J. W. Cole Advisors, Inc. (registered 2025-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f020f61f-23b3-0dc6-356b-b7e3032fdc0e
First observed: Mar 30, 2012
Last observed: Apr 10, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 10, 2026	$2.2B	$2.0B	30	15	1	n/a	n/a
2024	Apr 29, 2025	$2.1B	$1.9B	34	14	1	n/a	n/a
2023	Mar 28, 2024	$1.9B	$1.7B	34	14	1	n/a	n/a
2022	Mar 31, 2023	$1.5B	$1.4B	30	13	0	n/a	n/a
2021	Mar 31, 2022	$1.4B	$1.3B	32	13	0	n/a	n/a
2020	Mar 30, 2021	$1.1B	$948M	28	10	0	n/a	n/a
2019	Mar 18, 2020	$910M	$752M	26	10	0	n/a	n/a
2018	Mar 27, 2019	$748M	$581M	26	7	1	n/a	n/a
2017	Mar 22, 2018	$654M	$465M	28	6	1	n/a	n/a
2016	Feb 14, 2017	$598M	$447M	25	6	n/a	n/a	n/a
2015	Mar 14, 2016	$392M	$371M	27	8	n/a	n/a	n/a
2014	Mar 4, 2015	$396M	$377M	22	7	n/a	n/a	n/a
2013	Mar 25, 2014	$350M	$342M	16	8	n/a	n/a	n/a
2012	Mar 28, 2013	$314M	$309M	12	8	n/a	n/a	n/a
2011	Mar 30, 2012	$264M	$262M	n/a	n/a	n/a	n/a	n/a