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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

JOSHUA ADAM PAIGEN

Advisor at WELLS FARGO ADVISORS

FORT WORTH, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Mar 29, 2010
First registration: Jun 8, 2011
Dual registered: yes, broker-dealer
Other names: JOSH JOSHUA
IAPD individual key: 5750301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 3, 2023	n/a	yes	FORT WORTH, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 5, 2016	Oct 4, 2023	no	SOUTHLAKE, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 8, 2011	Oct 17, 2016	no	FORT WORTH, TX\|SOUTHLAKE, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 8, 2011	Oct 17, 2016	no	WestLake, TX\|Southlake, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Oct 4, 2023	Oct 3, 2023	-1	Firm change	Wirehouse to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 17, 2016	Jun 8, 2011	-1,958	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 17, 2016	Jun 8, 2011	-1,958	Firm change after gap	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 3, 2023 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 5, 2016 to Oct 4, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2011 to Oct 17, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 8, 2011 to Oct 17, 2016factForm ADV

Dated events

Occurred
Oct 4, 2023
Advisor changed firm
Joshua Adam Paigen left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2023-10-03)
Form ADVobserved 4 days ago