DFX Intelligence

L••••• L••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L••••• L••••• B••••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:45c0b78d-718f-668b-f8d4-c756536d06df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Apr 16, 2026	n/a	yes	COLUMBUS, OH	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Feb 9, 2023	Feb 20, 2025	no	COLUMBUS, OH

Relationships

Registered with (1)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2023 to Feb 20, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45c0b78d-718f-668b-f8d4-c756536d06df
First observed: Feb 9, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.