DFX Intelligence

B••••• D••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

B••••• D••• P•••••

Advisor at E••••• J••••

GUTHRIE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 11, 2019	n/a	yes	GUTHRIE, OK	Current employment
E••• B••••• A•••••••• L••	Former SEC adviser	Nov 10, 2016	May 17, 2019	no	OKLAHOMA CITY, OK\|SIOUX FALLS, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• B••••• A•••••••• L••	E••••• J••••	May 17, 2019	Jul 11, 2019	55	Firm change	RIA to ibd
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	E••• B••••• A•••••••• L••	Oct 28, 2016	Nov 10, 2016

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
Jul 11, 2019 to presentfactForm ADV
→ E••• B••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 10, 2016 to May 17, 2019factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Sep 30, 2016 to Oct 28, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 25, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.