DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F•••••••• N••••••
DALLAS, TX | KETCHUM, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | National bd RIA | Jan 3, 2012 | n/a | yes | DALLAS, TX|KETCHUM, ID | Current employment |
| S•• | Bd affiliated wealth | Jan 2, 2008 | Jan 3, 2012 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | C••••••••• F•••••••• N•••••• | Jan 3, 2012 | Jan 3, 2012 | 0 | Firm change | Other |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | S•• | Dec 31, 2007 | Jan 2, 2008 |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• |
| Independent wealth |
| Aug 21, 2003 |
| Dec 31, 2007 |
| no |
| DALLAS, TX |
| Previous registration |
| C••••• A••••••• S•••••••• I•• | State registered | May 4, 1992 | Sep 10, 2003 | no | DALLAS, TX | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 4, 1992 | Aug 19, 2003 | no | DALLAS, TX | Previous registration |
| 2 |
| Firm change |
| Other |
| C••••• A••••••• S•••••••• I•• | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Sep 10, 2003 | Aug 21, 2003 | -20 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | C••••• A••••••• S•••••••• I•• | Aug 19, 2003 | May 4, 1992 | -4,124 | Firm change after gap | Other |