DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Fairfield Pratt Guyett
Certified Financial Planner
Feed of 09/15/2026
Also filed as David F P Guyett
At current firm
14 y
since Jan 3, 2012
In the industry
40 y
since Jun 6, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Jan 3, 2012 · Dallas, Tx
- Spc BD affiliatedJan 2, 2008 to Jan 3, 2012 · Dallas, Tx
- United Planners' Financial Services Of America A Limited Partner independent RIAAug 21, 2003 to Dec 31, 2007 · Dallas, Tx
- Carter Advisory Services, Inc state registeredMay 4, 1992 to Sep 10, 2003 · Dallas, Tx
- Raymond James Financial Services, Inc. unclassifiedMay 4, 1992 to Aug 19, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Spc to Commonwealth Financial Networkleft Jan 3, 2012, registered Jan 3, 2012 (0 days) · Other
- United Planners' Financial Services Of America A Limited Partner to Spcleft Dec 31, 2007, registered Jan 2, 2008 (2 days) · Other
- Carter Advisory Services, Inc to United Planners' Financial Services Of America A Limited Partnerleft Sep 10, 2003, registered Aug 21, 2003 (-20 days) · Other
- Raymond James Financial Services, Inc. to Carter Advisory Services, Incleft Aug 19, 2003, registered May 4, 1992 (-4124 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address