This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MANNING & NAPIER ADVISORS, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 10, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Jun 10, 2013

First registration

Oct 26, 2021

Dual registered

yes, broker-dealer

Other names

JOSEPH MICHAEL KROSS|J M KROSS|JOE KROSS|JOSEPH M KROSS

IAPD individual key

5599328

• Occurred

  Jul 4, 2025
  Advisor changed firm

  Joseph M. Kross left J.P. Morgan Securities Llc for Manning & Napier Advisors, Llc (registered 2025-08-17)

  Form ADVobserved 4 days ago
• Occurred

  Jun 8, 2023
  Advisor changed firm

  Joseph M. Kross left Ubs Financial Services Inc. for J.P. Morgan Securities Llc (registered 2023-06-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:45cd8710-748e-320c-d002-12349292a260

First observed

Oct 26, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.