RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• K••••
- M•••••• • N••••• A•••••••• L•• mixed wealth currentsince Aug 17, 2025 · Albany, Ny
- J••• M••••• S••••••••• L•• wirehouseJun 15, 2023 to Jul 4, 2025 · Greenwich, Ct
- U•• F•••••••• S••••••• I••• wirehouseOct 26, 2021 to Jun 8, 2023 · New York, Ny
- J••• M••••• S••••••••• L•• to M•••••• • N••••• A•••••••• L••left Jul 4, 2025, registered Aug 17, 2025 (44 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Jun 8, 2023, registered Jun 15, 2023 (7 days) · Wirehouse to wirehouse
- J••••• M• K•••• left J••• M••••• S••••••••• L•• for M•••••• • N••••• A•••••••• L•• (registered 2025-08-17)Jul 4, 2025 · Advisor changed firm · fact
- J••••• M• K•••• left U•• F•••••••• S••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-06-15)Jun 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address