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Advisor at FMSA
Lafayette, LA | DELRAY BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Fmsa | Independent wealth | May 23, 2017 | n/a | yes | Lafayette, LA|DELRAY BEACH, FL | Current employment |
| OXFORD ASSET MANAGEMENT, LLC | Former SEC adviser | Jan 4, 2007 | May 23, 2017 | no | MCALLEN, TX|LAFAYETTE, LA|LAFAYETTE, LA | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Oct 8, 2002 | Oct 12, 2006 | no | LAFAYETTE, LA|LAFAYETTE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OXFORD ASSET MANAGEMENT, LLC | Fmsa | May 23, 2017 | May 23, 2017 | 0 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | OXFORD ASSET MANAGEMENT, LLC | Oct 12, 2006 | Jan 4, 2007 | 84 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 114571:154136:LA:2017-05-23 | May 23, 2017 | May 23, 2017 | LAFAYETTE, LA | Firm change |