DFX Intelligence

O••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

O••••• A•••• M••••••••• L••

CRD 114571

MCA••••, TX

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Search this name across graphsid dfx:ria:a224b81d-9926-c4ab-12a7-b5743214d096

Data as of Mar 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Mar 28, 2017
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $100M••• Locked
Discretionary RAUM: $85.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••••••• I••••••••• P•••••••• L••	Other Private Fund	$26.0M	Nov 23, 2015	29	Mar 30, 2012	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• C••••• C••••	Manager	C	yes	01/2009	Dec 23, 2011	Mar 28, 2017
P••••••• J••••• G•••••	CHIEF COMPLIANCE OFFICER AND MEMBER	C	yes	05/1996	Dec 23, 2011	Mar 28, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••• G••••• P••••••	n/a	n/a	n/a	Y	yes	n/a
O•••••••• F•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a
T•••• J• D•••••••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Durango	Co	United States	n/a	no
BREAUX BRIDGE	La	United States	n/a	no
Lafayette	La	United States	n/a	no
Lafayette	La	United States	n/a	no
Bulverde	TX	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 28, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$100M	$100M	0.1%	$100M	0.0%	10	10	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
D••••••	2	May 9, 2018	Mar 21, 2018	MCA••••, TX	Team lift out	Other	50.0%
F•••	2	May 23, 2017	May 23, 2017

Relationships

Controls (2)

← P••••••• J••••• G•••••OwnerCHIEF COMPLIANCE OFFICER AND MEMBER, ownership code C, individual
Dec 23, 2011 to presentfactForm ADV
← P••••••• C••••• C••••OwnerMANAGER, ownership code C, individual
Dec 23, 2011 to presentfactForm ADV

Owns (2)

← H•••••• J••••• A•OwnerMEMBER, ownership code NA, individual
Jan 16, 2014 to presentfactForm ADV
← P••••• S••••••• M•••••OwnerMEMBER, ownership code NA, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a224b81d-9926-c4ab-12a7-b5743214d096
First observed: Dec 23, 2011
Last observed: Mar 28, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.