DFX Intelligence

C••••••• N•• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

C••••••• N•• R•••••••

Advisor at R•••••••• M•••••• C•••••• M••••••••• L••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45e53d27-42af-1276-1ecd-25dea01b1214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Dec 31, 1994 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• R•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• M•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• M•••••• C•••••• M••••••••• L••	Independent wealth	Apr 3, 2006	n/a	yes	BOSTON, MA	Current employment
L••••• B•••• • A••••••••• I•••	Former SEC adviser	Dec 31, 1994	Nov 29, 2005	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• B•••• • A••••••••• I•••	R•••••••• M•••••• C•••••• M••••••••• L••	Nov 29, 2005	Apr 3, 2006	125	Firm change	Other

Relationships

Registered with (2)

→ R•••••••• M•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 3, 2006 to presentfactForm ADV
→ L••••• B•••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 31, 1994 to Nov 29, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45e53d27-42af-1276-1ecd-25dea01b1214
First observed: Dec 31, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.