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CRD 137342
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C••••••• N•• R••••••• | n/a | BOSTON, MA | 20 | 31 | 1 | no |
| P•••••• J•••••• M•••••• | n/a | BOSTON, MA | 20 | 24 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••• I••••••••• L•• | Private Equity Fund | $2.3M | Mar 27, 2014 | 23 | Apr 1, 2013 | dropped | 021-194275 |
| S••••• C••• E••••• I••••••••• L• | Hedge Fund | $0 | Jun 5, 2017 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• S••••• M••••• | CHIEF FINANCIAL OFFICER | Na | yes | 10/2009 | Mar 31, 2026 | Mar 31, 2026 |
| M••••••• P••••••• J•••••• | MANAGING MEMBER | D | yes | 10/2005 | Mar 31, 2026 | Mar 31, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H••••••• P••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.2B | $3.9B | 7.9% | $3.2B | 9.3% | 35 | 34 | 0 | 0 |
| no |
| T••••• M•••••• R•••• | Chartered Financial Analyst | BOSTON, MA | 19 | 30 | n/a | no |
| E••• A••• S•••••• | Certified Financial Planner|Chartered Financial Analyst | BOSTON, MA | 19 | 29 | n/a | no |
| C••••• A••• E•••••• | n/a | BOSTON, MA | 11 | 19 | 1 | no |
| M•••• D•••••• E••• | n/a | BOSTON, MA | 11 | 15 | n/a | no |
| I•••••• M••••••••• | n/a | BOSTON, MA | 11 | 17 | n/a | no |
| E••• D•••• S••••• | Chartered Financial Analyst | BOSTON, MA | 11 | 13 | n/a | no |
| M••••••••• C••••••••• | n/a | BOSTON, MA | 10 | 37 | 2 | no |
| A••••••••• L•••• B•••• | n/a | BOSTON, MA | 7 | 14 | n/a | no |
| J•••• P•••••• J•••••• | n/a | BOSTON, MA | 6 | 11 | n/a | no |
| J•••• T••••••• H•••••• | Certified Financial Planner|Chartered Financial Analyst | BOSTON, MA | 5 | 13 | 2 | no |
| C•••••••• T••••• M•••••• | Chartered Financial Analyst | BOSTON, MA | 5 | 11 | n/a | no |
| R•••••• C• F••••••••• | Certified Financial Planner | BOSTON, MA | 5 | 15 | n/a | no |
| A•••••• R•••• F•••• | Certified Financial Planner | BOSTON, MA | 3 | 11 | n/a | no |
| R••• C•••••• B••••••• | Chartered Financial Analyst | BOSTON, MA | 3 | 10 | n/a | no |
| R••• J• K••••• | n/a | BOSTON, MA | 3 | 13 | n/a | no |
| L••••• G•••• J•••••••• | n/a | BOSTON, MA | 3 | 12 | n/a | no |
| J••••••• Y••••• | n/a | BOSTON, MA | 3 | 12 | 1 | no |
| H••••••••• G••••••••• | n/a | BOSTON, MA | 1 | 15 | n/a | no |
| T•••• S•••••• M••••• | n/a | BOSTON, MA | 1 | 13 | n/a | no |
| 0 |
| Mar 30, 2015 |
| dropped |
| n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 03/2023 |
| Mar 31, 2026 |
| Mar 31, 2026 |
| R•••••••• C•••••••• N•• | MANAGING MEMBER | D | yes | 09/2005 | Mar 31, 2026 | Mar 31, 2026 |
| Mar 31, 2026 |
| $4.2B |
| $4.1B |
| 35 |
| 17 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $3.9B | $3.7B | 34 | 17 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $3.7B | $3.4B | 36 | 17 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.2B | $3.0B | 35 | 17 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $3.9B | $3.6B | 34 | 19 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $3.3B | $3.0B | 33 | 18 | 0 | n/a | n/a |
| 2019 | May 14, 2020 | $2.5B | $2.3B | 29 | 18 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.9B | $1.7B | 25 | 14 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.5B | $1.3B | 24 | 14 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.4B | $1.3B | 22 | 15 | n/a | 1 | $0 |
| 2015 | Mar 30, 2016 | $1.2B | $1.1B | 20 | 13 | n/a | 1 | $0 |
| 2014 | Mar 30, 2015 | $5.8B | $926M | 14 | 14 | n/a | 1 | $0 |
| 2013 | Mar 27, 2014 | $978M | $732M | 14 | 11 | n/a | 1 | $2.3M |
| 2012 | Apr 1, 2013 | $813M | $593M | 14 | 7 | n/a | 1 | $4.6M |
| 2011 | Mar 20, 2012 | $681M | $554M | n/a | n/a | n/a | n/a | n/a |