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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

NANCY ST AUBIN

Advisor at CWM, LLC

Lebanon, NH | OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45e7b03d-32a2-bdea-924f-5fdb775e3aa2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 2, 2001
First registration: Jul 14, 2006
Dual registered: yes, broker-dealer
Other names: NANCY LEE LAVERTUE|NANCY L PERRY|NANCY L ST. AUBIN|NANCY LEE PERRY|NANCY L ST AUBIN
IAPD individual key: 2641073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Jul 27, 2026	n/a	yes	OMAHA, NE\|Lebanon, NH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 14, 2023	Aug 5, 2026	no	LEBANON, NH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 14, 2023	no	LEBANON, NH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 14, 2006	Jan 1, 2008	no	LEBANON, NH\|LEBANON, NH\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CWM, LLC	Aug 5, 2026	Jul 27, 2026	-9	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 14, 2023	Jul 14, 2023	0	Channel change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:155344:NH:2026-08-05	Aug 5, 2026	Jul 27, 2026	LEBANON, NH	Firm change
19616:11025:NH:2023-07-13	Jul 14, 2023	Jul 14, 2023	LEBANON, NH	Firm change

Relationships

Registered with (4)

→ CWM, LLCRegistered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 14, 2023 to Aug 5, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 14, 2023factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 14, 2006 to Jan 1, 2008factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Nancy St Aubin left Wells Fargo Advisors for Cwm, Llc (registered 2026-07-27)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45e7b03d-32a2-bdea-924f-5fdb775e3aa2
First observed: Jul 14, 2006
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NANCY ST AUBIN

Advisor at CWM, LLC

Lebanon, NH | OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45e7b03d-32a2-bdea-924f-5fdb775e3aa2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CWM, LLC

Bd affiliated wealth

Jul 27, 2026

n/a

yes

OMAHA, NE|Lebanon, NH

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jul 14, 2023

Aug 5, 2026

LEBANON, NH

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Jan 1, 2008

Jul 14, 2023

LEBANON, NH

Previous registration

A. G. EDWARDS & SONS, INC.

n/a

Jul 14, 2006

Jan 1, 2008

LEBANON, NH|LEBANON, NH|ST. LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

CWM, LLC

Aug 5, 2026

Jul 27, 2026

-9

Firm change

Wirehouse to ibd

WELLS FARGO ADVISORS

Jul 14, 2023

Channel change

Wirehouse to wirehouse

A. G. EDWARDS & SONS, INC.

WELLS FARGO ADVISORS

Jan 1, 2008

Bulk transfer

Other

Team

Left

Joined

From

Kind

11025:155344:NH:2026-08-05

Aug 5, 2026

Jul 27, 2026

LEBANON, NH

Firm change

19616:11025:NH:2023-07-13

Jul 14, 2023

LEBANON, NH

Firm change