DFX Intelligence

B••• A•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B••• A•••••••• L•

CRD 282092

BOSTON, MA

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Search this name across graphsid dfx:ria:45ed73e9-5202-551a-0982-90af9b198715

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 17
On other graphs: 0
Observed: Jan 15, 2016 to Mar 31, 2026
26 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

B••• C•••••• C•••••• L•

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Private Creditcandidate

B••• A•••••••• L•

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=26.0
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 682

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• C•••••• •••• L••	G•••••• PARTNER	F	yes	11/2015	Jan 15, 2016	Oct 25, 2024
B••• C•••••• C••••• •••• L••	G•••••• PARTNER	F	yes	11/2015	Apr 29, 2016	Oct 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• C•••••• P•••••• E•••••• L•	n/a	ASSET_M••••••	$96B	N	yes	n/a
B••• C•••••• C•••••• L•	n/a	ASSET_M••••••	$76B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.3B	11.1%	$3.6B	0.0%	682	633	0	0

Relationships

Affiliated with (20)

← B••• C•••••• C•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← B••• C•••••• R••• E•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ B••• C•••••• C•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ B••• C•••••• P••••• E•••••• L•Registered adviserother investment adviser, bank, common control

Dated events

Occurred
Jun 28, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-1.3B
Occurred
Mar 31, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45ed73e9-5202-551a-0982-90af9b198715
First observed: Jan 15, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← B••• C•••••• C•••••• L•OwnerL•••••• PARTNER, ownership code E, domestic entity
Jan 15, 2016 to Oct 25, 2024factForm ADV
← L•••••• J•••••••• S••••OwnerPARTNER, ownership code F, individual
Jan 15, 2016 to Oct 25, 2024factForm ADV
← W•••• G••••••• J•••OwnerPARTNER, ownership code NA, individual
Jan 8, 2020 to Oct 25, 2024factForm ADV
← C••••••••• J•••• P••••••OwnerPARTNER, ownership code F, individual
Jan 15, 2016 to Oct 25, 2024factForm ADV
← H•••••••• C••••••• C••••OwnerPARTNER, ownership code NA, individual
Jul 10, 2019 to Oct 25, 2024factForm ADV
← H••••••• J••••••• B•••••OwnerPARTNER, ownership code NA, individual
Jan 15, 2016 to Oct 25, 2024factForm ADV
← E••••• M••••••• A••••••••OwnerPARTNER, ownership code NA, individual
Jan 15, 2016 to Oct 25, 2024factForm ADV
← R•••••••• J••••••• M••••••OwnerPARTNER, ownership code NA, individual
Sep 8, 2016 to Oct 25, 2024factForm ADV
← H••••• V•••• A••OwnerPARTNER, ownership code NA, individual
Feb 10, 2017 to Oct 25, 2024factForm ADV
← G••••• D••••• B•••••••OwnerPARTNER, ownership code F, individual
Jun 28, 2024 to Oct 25, 2024factForm ADV
← W••••• I••• J•••• J••OwnerPARTNER, ownership code NA, individual
Jul 10, 2019 to Oct 25, 2024factForm ADV
← B••• C•••••• •••• L••OwnerG•••••• PARTNER, ownership code F, domestic entity
Jan 15, 2016 to Oct 25, 2024factForm ADV
← B••• C•••••• H•••••••• L•OwnerL•••••• PARTNER, ownership code F, domestic entity
Jan 15, 2016 to Oct 25, 2024factForm ADV
← B••• A••••••• •••• L••OwnerG•••••• PARTNER, ownership code NA, domestic entity
Apr 29, 2016 to Oct 25, 2024factForm ADV