DFX Intelligence

B••• C•••••• C••••• C•• A•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

B••• C•••••• C••••• C•• A•••••••• L•

CRD 285892

BOSTON, MA

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Search this name across graphsid dfx:ria:88aa9282-205b-c23e-2455-35846d3fc766

Data as of Jan 8, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 5
On other graphs: 0
Observed: Nov 4, 2016 to Jan 8, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1B••• Locked
Discretionary RAUM: $2.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 350
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• C•••••• •••• L••	GENERAL PARTNER	F	yes	11/2016	Nov 4, 2016	Jan 8, 2020
B••• C•••••• C••••• •••• L••	GENERAL PARTNER	F	yes	11/2016	Nov 4, 2016	Jan 8, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• C•••••• P•••••• E•••••• L•	n/a	ASSET_M••••••	$96B	N	yes	n/a
B••• C•••••• C•••••• L•	n/a	ASSET_M••••••	$76B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$2.1B	$1.0B	108.5%	n/a	n/a	350	311	0	0

Relationships

Affiliated with (17)

← B••• C•••••• R••• E•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← B••• C•••••• P••••• E•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← B••• C•••••• V•••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← B••• C•••••• P•••••• E•••••• L•Registered adviser

Dated events

Occurred
Jan 8, 2020
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 8, 2020
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.1B
Occurred
Mar 29, 2018
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88aa9282-205b-c23e-2455-35846d3fc766
First observed: Nov 4, 2016
Last observed: Jan 8, 2020 81 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← B••• C•••••• C•••••• L•OwnerM•••••, ownership code E, domestic entity
Nov 4, 2016 to presentfactForm ADV
← L•••••• J•••••••• S••••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← W•••• G••••••• J•••OwnerMANAGING D•••••OR, ownership code NA, individual
Jan 8, 2020 to presentfactForm ADV
← C••••••••• J•••• P••••••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← P•••••••• S••••••• G•••••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← W••••• S••••••••• N••••••••OwnerMANAGING D•••••OR, ownership code NA, individual
Aug 3, 2017 to presentfactForm ADV
← K•••••• M••••••• A•••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← B•••••• S•••••• W••••••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← B••••••••• J•••••• N••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← W•••• M••••••• D• C•••••OwnerPARTNER, ownership code F, individual
Nov 4, 2016 to presentfactForm ADV
← F•••••• D••••••• S••••• D••OwnerMANAGING D•••••OR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2016 to presentfactForm ADV
← H••••••• J••••••• B•••••OwnerMANAGING D•••••OR AND CHIEF OPERATING OFFICER, ownership code NA, individual
Nov 4, 2016 to presentfactForm ADV
← V••••• A•••••• S••••OwnerMANAGING D•••••OR, GLOBAL HEAD OF OPERATIONS, ownership code NA, individual
Nov 4, 2016 to presentfactForm ADV
← W••••• I••• J•••• J••OwnerMANAGING D•••••OR, ownership code NA, individual
Aug 3, 2017 to presentfactForm ADV
← B••• C•••••• •••• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 4, 2016 to presentfactForm ADV
← B••• C•••••• C••••• C•• A••••••• •••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Nov 4, 2016 to presentfactForm ADV
← B••• C•••••• H•••••••• L•OwnerL•••••• PARTNER, ownership code F, domestic entity
Nov 4, 2016 to presentfactForm ADV