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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

DWIGHT INVESTMENT MANAGEMENT LLC

CRD 174984

SUNNY ISLES BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45f1a64d-43f1-bafa-d324-1b92a9134a86

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 11
On other graphs: 0
Observed: Mar 4, 2015 to Aug 19, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.6BItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 41
Advisory employees: 34
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 8
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $4.0B
SEC number: 801-81111
CRD: 174984
Filings on the tape: 30
First filed: Mar 4, 2015
Latest filed: Aug 19, 2026
Organised: Limited Liability Company, DE
Website: dwightmortgagetrust.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DWIGHT MORTGAGE TRUST LLC	Other Private Fund	$2.2B	Aug 20, 2024	329	Mar 28, 2018	reported	021-310344
DBV VENTURE I LLC	Hedge Fund	$161M	Aug 20, 2024	1	Mar 30, 2020	reported	n/a
DWIGHT SECURITIES FUND LLC	Hedge Fund	$0	May 6, 2021	0	Mar 4, 2015	dropped	021-256190
DBDK VENTURE I LP	Hedge Fund	$0	Mar 23, 2022	0	Mar 29, 2019	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGARWAL, JAI	CHIEF OPERATING OFFICER	Na	yes	11/2023	Mar 22, 2024	Aug 20, 2024
SASOUNESS, ADAM	MANAGING MEMBER AND OWNER	C	yes	01/2015	Mar 4, 2015	Aug 20, 2024
SASOUNESS, JOSHUA	MANAGING MEMBER AND OWNER	C	yes	01/2015	Mar 4, 2015	Aug 20, 2024
SPODEK, ARIEL, NOCHUM	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Mar 30, 2020	Aug 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DWIGHT LOAN SERVICING LLC	n/a	n/a	n/a	N	yes	n/a
DWIGHT SECURITIES PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	14	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$4.6B	$2.7B	41	34	1	1	n/a
2024	Mar 30, 2025	$2.8B	$1.6B	34	24	1	n/a	n/a
2023	Mar 22, 2024	$2.3B	$2.3B	26	20	1	2	$2.3B
2022	Mar 10, 2023	$2.3B	$2.3B	27	21	0	2	$2.5B
2021	Mar 23, 2022	$1.5B	$1.5B	15	13	0	3	$1.5B
2020	Mar 19, 2021	$457M	$457M	10	7	0	4	$464M
2019	Mar 30, 2020	$383M	$383M	9	5	0	4	$383M
2018	Mar 29, 2019	$165M	$165M	9	6	0	3	$69.0M
2017	Mar 28, 2018	$195M	$195M	8	4	0	2	$140M
2016	Mar 9, 2017	$88.5M	$88.5M	5	4	n/a	1	$88.5M
2015	Mar 24, 2016	$37.3M	$37.3M	7	5	n/a	1	$37.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$2.8B	60.8%	$2.3B	25.6%	41	34	1	1

Relationships

Advises (4)

→ DWIGHT MORTGAGE TRUST LLCPrivate fundOther Private Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ DBV VENTURE I LLCPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DBDK VENTURE I LPPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2019 to Mar 23, 2022factForm ADV
→ DWIGHT SECURITIES FUND LLCPrivate fundHedge Fund, IA, no longer reported
Mar 4, 2015 to May 6, 2021factForm ADV

Controls (4)

← SPODEK, ARIEL, NOCHUMOwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2020 to Aug 20, 2024factForm ADV
← AGARWAL, JAIOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 22, 2024 to Aug 20, 2024factForm ADV
← SASOUNESS, ADAMOwnerMANAGING MEMBER AND OWNER, ownership code C, individual
Mar 4, 2015 to Aug 20, 2024factForm ADV
← SASOUNESS, JOSHUAOwnerMANAGING MEMBER AND OWNER, ownership code C, individual
Mar 4, 2015 to Aug 20, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Dwight Investment Management Llc reported RAUM $4.6B, up 61% from $2.8B (2025-05-05 to 2026-03-31)
Form ADVobserved 6 days ago
$1.7B
Occurred
Mar 22, 2024
Control person joined
Jai Agarwal (Chief Operating Officer) appeared on Schedule A of Dwight Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Regulatory AUM changed
Dwight Investment Management Llc reported RAUM $2.3B, up 52% from $1.5B (2022-03-23 to 2023-03-10)
Form ADVobserved 6 days ago
$787M
Occurred
Mar 23, 2022
Regulatory AUM changed
Dwight Investment Management Llc reported RAUM $1.5B, up 230% from $457.0M (2021-05-06 to 2022-03-23)
Form ADVobserved 6 days ago
$1.1B
Occurred
May 6, 2021
Control person left
Joseph William Greco (Chief Operating Officer) no longer on Schedule A of Dwight Investment Management Llc (listed 2021-03-19, absent 2021-05-06)
Form ADVobserved 6 days ago
Occurred
Nov 4, 2020
Control person left
Steven Andrew Chaimowitz (Chief Financial Officer & Compliance Associate) no longer on Schedule A of Dwight Investment Management Llc (listed 2020-09-02, absent 2020-11-04)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Joshua Ariel Spodek (Chief Financial Officer) appeared on Schedule A of Dwight Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Sep 12, 2019
Regulatory AUM changed
Dwight Investment Management Llc reported RAUM $345.0M, up 109% from $165.2M (2019-03-29 to 2019-09-12)
Form ADVobserved 6 days ago
$180M
Occurred
Sep 12, 2019
Control person left
Lee Zachary Halpern (Managing Member And Owner) no longer on Schedule A of Dwight Investment Management Llc (listed 2019-03-29, absent 2019-09-12)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Dwight Investment Management Llc reported RAUM $195.2M, up 121% from $88.5M (2017-09-29 to 2018-03-28)
Form ADVobserved 6 days ago
$107M
Occurred
Mar 4, 2015
First Form ADV filing
Dwight Securities Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45f1a64d-43f1-bafa-d324-1b92a9134a86
First observed: Mar 4, 2015
Last observed: Aug 19, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DWIGHT INVESTMENT MANAGEMENT LLC

CRD 174984

SUNNY ISLES BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45f1a64d-43f1-bafa-d324-1b92a9134a86

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DWIGHT MORTGAGE TRUST LLC

Other Private Fund

$2.2B

Aug 20, 2024

329

Mar 28, 2018

reported

021-310344

DBV VENTURE I LLC

Hedge Fund

$161M

Aug 20, 2024

Mar 30, 2020

reported

n/a

DWIGHT SECURITIES FUND LLC

Hedge Fund

May 6, 2021

Mar 4, 2015

dropped

021-256190

DBDK VENTURE I LP

Hedge Fund

Mar 23, 2022

Mar 29, 2019

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGARWAL, JAI

CHIEF OPERATING OFFICER

yes

11/2023

Mar 22, 2024

Aug 20, 2024

SASOUNESS, ADAM

MANAGING MEMBER AND OWNER

yes

01/2015

Mar 4, 2015

Aug 20, 2024

SASOUNESS, JOSHUA

MANAGING MEMBER AND OWNER

yes

01/2015

Mar 4, 2015

Aug 20, 2024

SPODEK, ARIEL, NOCHUM

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

11/2020

Mar 30, 2020

Aug 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DWIGHT LOAN SERVICING LLC

n/a

yes

n/a

DWIGHT SECURITIES PARTNERS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$4.6B

$2.7B

n/a

2024

Mar 30, 2025

$2.8B

$1.6B

n/a

2023

Mar 22, 2024

$2.3B

2022

Mar 10, 2023

$2.3B

$2.5B

2021

Mar 23, 2022

$1.5B

2020

Mar 19, 2021

$457M

$464M

2019

Mar 30, 2020

$383M

2018

Mar 29, 2019

$165M

$69.0M

2017

Mar 28, 2018

$195M

$140M

2016

Mar 9, 2017

$88.5M

n/a

$88.5M

2015

Mar 24, 2016

$37.3M

n/a

$37.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.6B

$2.8B

60.8%

$2.3B

25.6%