DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• I••••••••• M••••••••• L••
Latest filing Aug 19, 2026
First filing on the tape Mar 4, 2015 · 30 filings
SEC status approved since Mar 11, 2015
RAUM
$4.6B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
34 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$4.6B as of Aug 19, 2026
Mar 24, 2016$37.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Mar 24, 20162 then
Employees (5.A)41 as of Aug 19, 2026
Mar 24, 20167 then
Private funds1 as of Aug 19, 2026
Mar 24, 20161 then
RAUM +61% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $569MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.0B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••• M••••••• T•••• L•• | Other Private Fund | $2.2B | 329 | Mar 28, 2018 |
| D•• V•••••• I• L•• | Hedge Fund | $161M | 1 | Mar 30, 2020 |
| D••••• S••••••••• F••• L••no longer reported | Hedge Fund | $0 | 0 | Mar 4, 2015 |
| D••• V•••••• I• L•no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• J•• · Chief Operating Officercontrolsince 11/2023 · owns less than 5%
- S••••••••• A••• · Managing Member And Ownercontrolsince 01/2015 · owns 25% to 50%
- S••••••••• J••••• · Managing Member And Ownercontrolsince 01/2015 · owns 25% to 50%
- S•••••• A••••• N••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
Related persons
Schedule D 7.A
- D••••• L••• S•••••••• L••investment companyn
- D••••• S••••••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY14 employees
What changed
consecutive filings, newest first
- Business name · D••••• S••••••••• M••••••••• L•• to D••••• I••••••••• M••••••••• L••Apr 22, 2026 to Aug 19, 2026
- Legal name · D••••• S••••••••• M••••••••• L•• to D••••• I••••••••• M••••••••• L••Apr 22, 2026 to Aug 19, 2026
- Accounts · 7 to 8May 5, 2025 to Mar 31, 2026
- Advisory employees · 24 to 34May 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4May 5, 2025 to Mar 31, 2026
- Assets in custody · $2.3B to $4.0BMay 5, 2025 to Mar 31, 2026
- Employees · 34 to 41May 5, 2025 to Mar 31, 2026
- Private funds · unset to 1May 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $2.7BMay 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.2B to $1.9BMay 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.8B to $3.1BMay 5, 2025 to Mar 31, 2026
- RAUM · $2.8B to $4.6BMay 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 30, 2025 to May 5, 2025
- Accounts · 2 to 7Aug 20, 2024 to Mar 30, 2025
- Advisory employees · 20 to 24Aug 20, 2024 to Mar 30, 2025
- Advisory activities · 1 to 2Aug 20, 2024 to Mar 30, 2025
- Assets in custody · unset to 2322741063.0Aug 20, 2024 to Mar 30, 2025
- Custody of client assets · false to trueAug 20, 2024 to Mar 30, 2025
- Employees · 26 to 34Aug 20, 2024 to Mar 30, 2025
- Private funds · 2 to unsetAug 20, 2024 to Mar 30, 2025
- Discretionary RAUM · $2.3B to $1.6BAug 20, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $0 to $1.2BAug 20, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $2.3B to $1.8BAug 20, 2024 to Mar 30, 2025
- RAUM · $2.3B to $2.8BAug 20, 2024 to Mar 30, 2025
- Related broker-dealer · true to falseMar 22, 2024 to Aug 20, 2024
- Advisory employees · 21 to 20Sep 15, 2023 to Mar 22, 2024
- Employees · 27 to 26Sep 15, 2023 to Mar 22, 2024
- Discretionary RAUM · $2.3B to $2.3BSep 15, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $2.3B to $2.3BSep 15, 2023 to Mar 22, 2024
- RAUM · $2.3B to $2.3BSep 15, 2023 to Mar 22, 2024
- Related broker-dealer · false to trueSep 15, 2023 to Mar 22, 2024
- HQ city · NEW YORK to SUNNY ISLES BEACHMar 10, 2023 to Sep 15, 2023
- HQ state · NY to FLMar 10, 2023 to Sep 15, 2023
- Other offices · 0 to 1Mar 10, 2023 to Sep 15, 2023
- Advisory employees · 13 to 21Mar 23, 2022 to Mar 10, 2023
- Employees · 15 to 27Mar 23, 2022 to Mar 10, 2023
- Private funds · 3 to 2Mar 23, 2022 to Mar 10, 2023
- Discretionary RAUM · $1.5B to $2.3BMar 23, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $1.5B to $2.3BMar 23, 2022 to Mar 10, 2023
- RAUM · $1.5B to $2.3BMar 23, 2022 to Mar 10, 2023
Signals
11 dated events
- D••••• I••••••••• M••••••••• L•• reported RAUM $4.6B, up 61% from $2.8B (2025-05-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Jai Agarwal (Chief Operating Officer) appeared on Schedule A of D••••• I••••••••• M••••••••• L••Mar 22, 2024 · Control person joined · fact
- D••••• I••••••••• M••••••••• L•• reported RAUM $2.3B, up 52% from $1.5B (2022-03-23 to 2023-03-10)Mar 10, 2023 · RAUM change · derived
- D••••• I••••••••• M••••••••• L•• reported RAUM $1.5B, up 230% from $457.0M (2021-05-06 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Joseph William Greco (Chief Operating Officer) no longer on Schedule A of D••••• I••••••••• M••••••••• L•• (listed 2021-03-19, absent 2021-05-06)May 6, 2021 · Control person left · inference
- Steven Andrew Chaimowitz (Chief Financial Officer & Compliance Associate) no longer on Schedule A of D••••• I••••••••• M••••••••• L•• (listed 2020-09-02, absent 2020-11-04)Nov 4, 2020 · Control person left · inference
- Joshua Ariel Spodek (Chief Financial Officer) appeared on Schedule A of D••••• I••••••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- D••••• I••••••••• M••••••••• L•• reported RAUM $345.0M, up 109% from $165.2M (2019-03-29 to 2019-09-12)Sep 12, 2019 · RAUM change · derived
- Lee Zachary Halpern (Managing Member And Owner) no longer on Schedule A of D••••• I••••••••• M••••••••• L•• (listed 2019-03-29, absent 2019-09-12)Sep 12, 2019 · Control person left · inference
- D••••• I••••••••• M••••••••• L•• reported RAUM $195.2M, up 121% from $88.5M (2017-09-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- D••••• S••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 4, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dwight-securities-management-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- D•••••M•••••••TRUST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-960-3750reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026