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C••••••••• M•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C••••••••• M•••••• G•••••

Advisor at L•• F•••••••• L••

SALINA, KS

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Search this name across graphsid dfx:ria:4601f629-306b-267e-8edd-8cc5bff0da03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 22, 2021	n/a	yes	SALINA, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2021	Dec 22, 2021	no	EDMOND, OK\|SALINA, KS\|EDMOND, OK\|EDMOND, OK

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L•• F•••••••• L••	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
U••••• C•••••• M••••••••• O• K•••••• I•••	W•••••• • R•••	Jun 20, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
130888:157755:KS:2015-09-03	Sep 9, 2015	Jan 20, 2012	SALINA, KS	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Dec 22, 2021factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 19, 2017 to Jul 21, 2021factForm ADV
→ U••••• C•••••• M••••••••• O• K•••••• I•••Registered adviserregistration: previous registration
Jan 20, 2012 to Jun 20, 2017factForm ADV
→ S••••• A••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4601f629-306b-267e-8edd-8cc5bff0da03
First observed: Dec 1, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.