DFX Intelligence

D••••••• H• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D••••••• H• T••••••

Advisor at U••••• A•••••• G••••

Cincinnati, OH

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Search this name across graphsid dfx:ria:460508ad-621a-3faa-0d27-7f881897e987

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	Independent wealth	Jul 1, 2024	n/a	yes	Cincinnati, OH	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Feb 27, 2017	Jul 5, 2024	no	ELKHART, IN\|CINCINNATI, OH\|MISHAWSKA, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	U••••• A•••••• G••••	Jul 5, 2024	Jul 1, 2024	-4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 27, 2017 to Jul 5, 2024factForm ADV

Dated events

Occurred
Jul 5, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:460508ad-621a-3faa-0d27-7f881897e987
First observed: Feb 27, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.