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Advisor at JANNEY MONTGOMERY SCOTT LLC
Hauppauge, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 31, 2025 | n/a | yes | Hauppauge, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Apr 28, 2023 | Nov 5, 2025 | no | Melville, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 15, 2017 | May 2, 2023 | no | NEW YORK, NY | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Mar 12, 2015 | Oct 17, 2016 | no | NEW YORK, NY|New York, NY | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | May 12, 2009 | Dec 23, 2013 | no | NEW YORK, NY | Previous registration |
| LEHMAN BROTHERS INC. | n/a | Jun 9, 2005 | Oct 15, 2008 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 2, 2004 | Nov 12, 2004 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Nov 5, 2025 | Oct 31, 2025 | -5 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | May 2, 2023 | Apr 28, 2023 | -4 | Firm change | Wirehouse to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | J.P. MORGAN SECURITIES LLC | Oct 17, 2016 | Sep 15, 2017 | 333 | Firm change | Other |
| BARCLAYS CAPITAL INC. | CREDIT SUISSE SECURITIES (USA) LLC | Dec 23, 2013 | Mar 12, 2015 | 444 | Firm change after gap | Other |
| LEHMAN BROTHERS INC. | BARCLAYS CAPITAL INC. | Oct 15, 2008 | May 12, 2009 | 209 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | LEHMAN BROTHERS INC. | Nov 12, 2004 | Jun 9, 2005 | 209 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:463:NY:2025-11-04 | Nov 5, 2025 | Oct 31, 2025 | MELVILLE, NY | Firm change |
| 79:149777:NY:2023-04-22 | May 2, 2023 | Apr 28, 2023 | NEW YORK, NY | Firm change |