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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ELLINGTON REIT MANAGEMENT LLC

CRD 168310

OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:460c6d8b-00fb-ea7a-0e75-d673483e3c5d

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2013 to Mar 30, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.4MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 160
Advisory employees: 63
Accounts: 1
Custody, client assets: $0
SEC number: 801-78635
CRD: 168310
Filings on the tape: 6
First filed: Sep 25, 2013
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMG HOLDINGS, L.P.	Member	E	yes	03/2011	Sep 25, 2013	Mar 30, 2016
HERLIHY, JOHN, ROBERT	EXECUTIVE VICE PRESIDENT	Na	yes	07/2013	Sep 25, 2013	Mar 30, 2016
HUANG, LEO, ZAN	EXECUTIVE VICE PRESIDENT	Na	yes	03/2011	Sep 25, 2013	Mar 30, 2016
MARGOLIS, DANIEL, REUVEN	GENERAL COUNSEL	Na	yes	07/2013	Sep 25, 2013	Mar 30, 2016
RICE, DAVID, CHARLES	CHIEF COMPLIANCE OFFICER	Na	yes	03/2011	Sep 25, 2013	Mar 30, 2016
VC INVESTMENTS, L.L.C.	MANAGING MEMBER	Na	yes	03/2011	Sep 25, 2013	Mar 30, 2016
VC INVESTMENTS, L.L.C.	GENERAL PARTNER	F	yes	01/2007	Sep 25, 2013	Mar 30, 2016
VRANOS, MICHAEL, WILLIAM	MANAGING MEMBER	E	yes	08/1995	Sep 25, 2013	Mar 30, 2016
VRANOS, MICHAEL, WILLIAM	LIMITED PARTNER	C	yes	04/2007	Sep 25, 2013	Mar 30, 2016
VRANOS, MICHAEL, WILLIAM	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	03/2011	Sep 25, 2013	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ELLINGTON MANAGEMENT GROUP, L.L.C.	n/a	Asset manager	$21B	N	yes	n/a
ELLINGTON FINANCIAL MANAGEMENT LLC	n/a	Asset manager	$19B	N	yes	n/a
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC	n/a	Institutional manager	$9.2B	N	yes	n/a
ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC	n/a	Asset manager	$415M	N	yes	n/a
DUKE FUNDING MANAGEMENT, L.L.C.	n/a	Asset manager	$127M	N	yes	n/a
CII GP LLC	n/a	n/a	n/a	N	yes	n/a
E/S MBS GP I LLC	n/a	n/a	n/a	N	yes	n/a
E/S MBS GP II LLC	n/a	n/a	n/a	N	yes	n/a
ECOP GP LLC	n/a	n/a	n/a	N	yes	n/a
ELLINGTON CAPITAL HOLDINGS QUANT I GP, LLC	n/a	n/a	n/a	N	yes	n/a
ELLINGTON MANAGEMENT GROUP (UK) LLP	n/a	n/a	n/a	N	yes	n/a
EQMP MM LLC	n/a	n/a	n/a	N	yes	n/a
ESO MM LLC	n/a	n/a	n/a	N	yes	n/a
TOD'S POINT CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$28.4M	$28.4M	160	63	n/a	n/a	n/a
2014	Mar 27, 2015	$165M	$165M	154	65	n/a	n/a	n/a
2013	Mar 31, 2014	$142M	$142M	139	51	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$28.4M	$165M	-82.7%	n/a	n/a	160	154	n/a	n/a

Relationships

Affiliated with (5)

→ ELLINGTON MANAGEMENT GROUP, L.L.C.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ DUKE FUNDING MANAGEMENT, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ ELLINGTON GLOBAL ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ELLINGTON FINANCIAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ELLINGTON CREDIT COMPANY MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← VRANOS, MICHAEL, WILLIAMOwnerLIMITED PARTNER, ownership code C, individual
Sep 25, 2013 to presentfactForm ADV
← HUANG, LEO, ZANOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Sep 25, 2013 to presentfactForm ADV
← HERLIHY, JOHN, ROBERTOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Sep 25, 2013 to presentfactForm ADV
← RICE, DAVID, CHARLESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 25, 2013 to presentfactForm ADV
← MARGOLIS, DANIEL, REUVENOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 25, 2013 to presentfactForm ADV
← EMG HOLDINGS, L.P.OwnerMEMBER, ownership code E, domestic entity
Sep 25, 2013 to presentfactForm ADV
← VC INVESTMENTS, L.L.C.OwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 25, 2013 to presentfactForm ADV

Dated events

Occurred
Sep 25, 2013
First Form ADV filing
Ellington Reit Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:460c6d8b-00fb-ea7a-0e75-d673483e3c5d
First observed: Sep 25, 2013
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELLINGTON REIT MANAGEMENT LLC

CRD 168310

OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:460c6d8b-00fb-ea7a-0e75-d673483e3c5d

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMG HOLDINGS, L.P.

Member

yes

03/2011

Sep 25, 2013

Mar 30, 2016

HERLIHY, JOHN, ROBERT

EXECUTIVE VICE PRESIDENT

yes

07/2013

Sep 25, 2013

Mar 30, 2016

HUANG, LEO, ZAN

EXECUTIVE VICE PRESIDENT

yes

03/2011

Sep 25, 2013

Mar 30, 2016

MARGOLIS, DANIEL, REUVEN

GENERAL COUNSEL

yes

07/2013

Sep 25, 2013

Mar 30, 2016

RICE, DAVID, CHARLES

CHIEF COMPLIANCE OFFICER

yes

03/2011

Sep 25, 2013

Mar 30, 2016

VC INVESTMENTS, L.L.C.

MANAGING MEMBER

yes

03/2011

Sep 25, 2013

Mar 30, 2016

VC INVESTMENTS, L.L.C.

GENERAL PARTNER

yes

01/2007

Sep 25, 2013

Mar 30, 2016

VRANOS, MICHAEL, WILLIAM

MANAGING MEMBER

yes

08/1995

Sep 25, 2013

Mar 30, 2016

VRANOS, MICHAEL, WILLIAM

LIMITED PARTNER

yes

04/2007

Sep 25, 2013

Mar 30, 2016

VRANOS, MICHAEL, WILLIAM

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

03/2011

Sep 25, 2013

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ELLINGTON MANAGEMENT GROUP, L.L.C.

n/a

Asset manager

$21B

yes

n/a

ELLINGTON FINANCIAL MANAGEMENT LLC

n/a

Asset manager

$19B

yes

n/a

ELLINGTON GLOBAL ASSET MANAGEMENT, LLC

n/a

Institutional manager

$9.2B

yes

n/a

ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC

n/a

Asset manager

$415M

yes

n/a

DUKE FUNDING MANAGEMENT, L.L.C.

n/a

Asset manager

$127M

yes

n/a

CII GP LLC

n/a

yes

n/a

E/S MBS GP I LLC

n/a

yes

n/a

E/S MBS GP II LLC

n/a

yes

n/a

ECOP GP LLC

n/a

yes

n/a

ELLINGTON CAPITAL HOLDINGS QUANT I GP, LLC

n/a

yes

n/a

ELLINGTON MANAGEMENT GROUP (UK) LLP

n/a

yes

n/a

EQMP MM LLC

n/a

yes

n/a

ESO MM LLC

n/a

yes

n/a

TOD'S POINT CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$28.4M

160

n/a

2014

Mar 27, 2015

$165M

154

n/a

2013

Mar 31, 2014

$142M

139

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$28.4M

$165M

-82.7%

n/a

160

154

n/a