DFX Intelligence

E•••••••• G••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

E•••••••• G••••• A•••• M••••••••• L••

CRD 141772

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:768af12b-1b0e-63f1-0951-1d1d9ec82d29

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 20
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

E•••••••• G••••• A•••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.2 institutional_share=0.77 related_bd=true related_bank=true bd_reps=8.0
Regulatory AUM: $9.2B••• Locked
Discretionary RAUM: $9.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 164

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••••• G••• M••••••• M••••• F••• L•••	Hedge Fund	$1.9B	Jun 5, 2019	2	Jul 16, 2018	dropped	n/a
C• E•••••••• S••••••••• C••••• F••• L•••	Hedge Fund	$375M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• M••••••••• G••••• L•••••	MANAGING MEMBER	E	yes	01/2006	Mar 30, 2012	Mar 27, 2024
E•• H•••••••• L•••	Member	E	yes	01/2007	Mar 30, 2012	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••••• M••••••••• G••••• L•••••	n/a	Asset manager	$21B	Y	yes	n/a
E•••••••• F•••••••• M••••••••• L••	n/a	Asset manager	$19B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	48	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.2B	$6.2B	47.6%	$3.4B	38.6%	164	160	1	1

Relationships

Affiliated with (9)

← E•••••••• M••••••••• G••••• L•••••Registered adviserother investment adviser, control, common control
factForm ADV
→ E•••••••• M••••••••• G••••• L•••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ D••• F•••••• M••••••••• L•••••Registered adviserother investment adviser, common control
factForm ADV
→ E•••••••• F•••••••• M••••••••• L••Registered adviser

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
E•••••••• G••••• A•••• M••••••••• L•• reported RAUM $9.2B, up 48% from $6.2B (2025-03-31 to 2026-03-30)
Form ADVobserved 7 days ago
$3.0B
Occurred
Mar 31, 2025
Regulatory AUM changed
E•••••••• G••••• A•••• M••••••••• L•• reported RAUM $6.2B, up 91% from $3.3B (2024-03-27 to 2025-03-31)
Form ADVobserved 7 days ago
$3.0B
Occurred
Jan 11, 2024
Control person joined
Brady Patrick Maloney (Chief Compliance Officer & Associate General Counsel) appeared on Schedule A of E•••••••• G••••• A•••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:768af12b-1b0e-63f1-0951-1d1d9ec82d29
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.