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Advisor at SOFI WEALTH LLC
SAN FRANCISCO, CA | Claymont, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOFI WEALTH LLC | Bd affiliated wealth | Oct 13, 2020 | n/a | yes | SAN FRANCISCO, CA|Claymont, DE | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Dec 3, 2019 | Sep 17, 2020 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|YARDLEY, PA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jan 2, 2019 | Nov 27, 2019 | no | ELKINS PARK, PA|CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | SOFI WEALTH LLC | Sep 17, 2020 | Oct 13, 2020 | 26 | Firm change | Ibd to RIA |
| CITIZENS SECURITIES, INC. | PNC WEALTH MANAGEMENT | Nov 27, 2019 | Dec 3, 2019 | 6 | Firm change | Ibd to ibd |