This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jan 4, 2019

First registration

Mar 28, 2023

Dual registered

yes, broker-dealer

Other names

Marina Farid Youssef Basta|Marina F Basta|Marina Basta

IAPD individual key

7040367

• Occurred

  Dec 3, 2024
  Advisor changed firm

  Marina Basta left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Northwestern Mutual Investment Services,Llc (registered 2025-02-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4612f21a-1f2d-3172-9703-d328bc40f377

First observed

Mar 28, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.