DFX Intelligence
Data Factory
Reading the graph
Reading the graph
WALLENSKY, LEWIS MORTON, CRD 136489
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREA JOYCE SPATZ | Certified Financial Planner | LOS ANGELES, CA | 9 | 33 | 1 | yes |
| LEWIS MORTON WALLENSKY | Certified Financial Planner | LOS ANGELES, CA | 9 | 56 | 1 | yes |
| GRANT SPENCER WALLENSKY | n/a | Los Angeles, CA | LOS ANGELES, CA | 2 | 16 | n/a | yes |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | 2 | Nov 29, 2017 | Jan 5, 2017 | LOS ANGELES, CA | Team lift out | Other | 0.5% |