DFX Intelligence
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Reading the graph
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Advisor at L•••• M• W•••••••• A•••••••••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | LOS ANGELES, CA | Current employment |
| L•••• M• W•••••••• A••••••••• | State registered | Jan 5, 2017 | n/a | yes | LOS ANGELES, CA|LOS ANGELES, CA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | L•••• M• W•••••••• A••••••••• | Nov 29, 2017 | Jan 5, 2017 | -328 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:136489:CA:2017-11-29 | Nov 29, 2017 | Jan 5, 2017 | LOS ANGELES, CA | Firm change after gap |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• |
| Former SEC adviser |
| Sep 27, 2000 |
| Nov 29, 2017 |
| no |
| LOS ANGELES, CA|LOS ANGELES, CA |
| Previous registration |