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Advisor at FISHER INVESTMENTS
Camas, WA | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Mar 24, 2014 | n/a | yes | PLANO, TX|Camas, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 15, 2013 | Feb 14, 2014 | no | PORTLAND, OR|VANCOUVER, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 25, 2012 | Mar 27, 2013 | no | ANN ARBOR, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | FISHER INVESTMENTS | Feb 14, 2014 | Mar 24, 2014 | 38 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Mar 27, 2013 | Jul 15, 2013 | 110 | Firm change | Wirehouse to wirehouse |